I’m speculating at times, but when the experts finally draw a reductionistic, scientifically acceptable schematic of the neinja, we expect it to look like this. (Part 2)

In the previous post, I revisited a book that Brain Technologies published in the early 2000s called The Mother of All Minds: Leaping Free of an Outdated Human Nature to rekindle a discussion about a couple of marvels of information packaging called the gene and the meme. Now I want to again share some ideas about a third thinking processor in the code-rich environment into which we humans are born—one that, in The Mother of All Minds, I named the neinja (“NAIN-jah”).

All three are, of course, information replicators. The third one, my neinja, can’t exist without the gene and the meme, but it is separate from, it transcends and it comprehends either of its lesser component parts, or both, in ways that they can’t begin to approach or administrate on their own, not even after millions of years (genes) and tens of thousands of years (memes) of trying. My point-of-view is our cognizance, at long last, of a third great replicator goes a long way toward explaining why the dolphin thinker, as a mind, is so characteristically different than those that have come before, and why the dolphin way of thinking holds such promise for making the world a qualitatively different kind of place.

“Nein,” of course, is the German word for no. And “ja” is the German word for yes. (What would we do without the German language when we need words with a built-in emphasis!?)

Our newest replicator is an evaluative-minded, search-oriented, no/yes decision-maker par excellence. It has formidable skills for challenging the hegemony of the genes. It can marshal good judgment to head off the mind’s instinctual urges. It can weave moral defenses against unthinking outrages suggested by neurochemical onslaughts orchestrated by old, old brain patterns. And it has no compunction against calling a meme a meme and dampening or even eradicating its influences in the mind’s developing finale of conclusions if its evaluations hint at impending danger, faulty evidence, bad ethics or the shadowy fingerprints of other parties’ unjustified self-interest.


Let’s say that our neinja encounters something questionable, potentially harmful or simply mindless and of no use to us. Something that is being generated in our environment, behaviors, decision-making or belief-making by old, rote, unexamined programming. When it recognizes such, the neinja does its best to say, “No, no more, no longer, not on your life, nary another time, non, nyet, nein!”—and does all it can to reinforce and replicate the veto. And when it senses in our mind or environment anything useful or anything that represents new possibilities, novel convergences or emergences or anything that stands a good chance to improve the quality of Life, it says ja—yes!—and does all it can to reinforce and replicate the endorsement.

The best aspect of this whole idea of the neinja is that our representations, interpretations and expectations of the world around us can be revised or replaced if they don’t work well, or don’t work well enough. We can reformulate our theories and hypotheses and run new experiments like the scientists we are! Experiments, said Galileo, are really just questions aimed at nature. In that context and that spirit, we can then say that our behaviors in the world are our experiments on the world. Therefore, our behaviors are questions we aim at the world.

The neinja’s question is always this: “If I behave or think or feel in this way, will the world respond the way that I think it will?” And that brings us full circle, back to the topic of the thinking levels that precede the dolphin thinking level.

There is good reason to suggest that each of the levels of the mind has been put in place in no small part not only by genes and memes, but also by the neinja seeking to arrive at the best representation of its environment that it can come up with at the time.

Consider the original users of the Level 1.2 mind. These early practitioners of the thinking arts asked questions like these: Can spirits mediate between gods and men? Does the heart of a person in love beat faster? Does a drink made from the juice from toasted lentils bring a fever down? Should I, a mother of young children but without a husband, slay my newborn child or should I marry the brother of my late husband? The fit between what the neinja of this “early-day” mind predicted and understood and what its user experienced was often very poor. But it was better than no fit at all. At least users of the Level 1.2 mind had a way to try to anticipate events and to improve their powers of prediction and control. That was much better than having no way at all.

As more and more behaviors based on these kinds of questions were generated more and more times and tried on for size by the neinja, patterns of predictability began to be noticed. An overarching system of meanings gradually emerged, to be fitted over the realities of the world.

Over time, through six unfolding levels of the pre-dolphin-level mind, the repertory of predictions and behaviors available to us humans has become quite large. In many ways, the thinking skills within it have become quite good at predicting a fit between how we believe the world works and how it actually responds when we act, think and feel within it. We have become much better than perhaps we give ourselves credit for at predicting the consequences and outcomes of our behaviors.

At the dolphin level, our sense of control has never felt better, and for good reason: we have never been better at charting a course of behavior and anticipating the results. Now, the means exists to be better still. Available to bring even more improvement is the neinja. We have a palpable, approachable, applicable process for, on the one hand, identifying the elements of ourselves best calculated to help us make sense of the world as it now exists. And, on the other, to help us identify those elements of ourselves that are effete, outmoded and perhaps hazardous, that need to defused, encased or abandoned, and to do something about it.

Where the exploration of life is concerned, genes and memes are where much of the scientific light is focused at the moment. Looking for the self there, scientists are having a hard time explaining how the self could be real and still be true to the logical structure they are using to explain how genes and (to a lesser extent) memes replicate.

Eventually, they may figure it out. Richard Dawkins used to doubt that biology could ever come up with a satisfactory explanation for the self, but he has changed his mind. “I now think that it may be sometime in [this new century] we shall all think what was all the fuss about? Of course, it was that simple,” he says. To say it metaphorically, at some point the investigators may simply decide to hit the “enter” key on their sense-making apparatus and segue to a different set of beginning assumptions that makes explaining the self a no-brainer.

But we don’t have time to wait. We need to set about using the self now in the most courageous and imaginative ways possible if we are going to deal with our new, emerging problems and the increasingly disordered world that is resulting. For the dolphin thinker, that means heading back to the pre-dolphin levels with our new neinja replicator at the ready.

With such in mind, let’s go looking for the good, the bad and the ugly, the convertible, the upgradeable and the expendable—in all the levels of our own mind and ask our dolphin thinking level neinja to decide: Do we do all in our power to retain and sustain this quality—to replicate it—or do we pull out all possible stops in an effort to send it packing?

I’ll explore some of the ramifications of that question in our upcoming third post on this subject when we send our dolphin-level neinja to examine briefly each of the first six levels of our human mind.

[If I've managed to tweak your interest on this topic sufficiently already, you may want to leap ahead to The Mother of All Minds. The neinja is the subject of Chapter 10, but the entire book is an explication of of what leads up to this information processing replicator and what can be done with it.]

Bookmark and Share

A Few Thoughts about the Dangers of Thinking We Are a bundle of neurons dancing to the tune of genes and memes (Part 1)

I’d like to revisit some ideas (and some of the languaging) I first used in a book Brain Technologies published in the first decade of the 21st Century called The Mother of All Minds: Leaping Free of an Outdated Human Nature. In doing so, I ‘d like to start by reminding all of us of a few things you probably already know about a marvel of information packaging called the gene. And do some updating about another information unit that has been named the meme.

And then introduce you to a third way of thinking about informational packaging in the code-rich environment into which we humans are born—one that, in The Mother of All Minds, I named the neinja (“NAIN-jah”).

There is a lively argument by people who have made the study of genes and/or memes their calling—often biologists or evolutionary psychologists—about whether we humans are just powerless puppets in the grasp of the first two of these designers. Genes, they say, are marvels of repetitive data strings that sculpt our bodies to their mindless specifications so as to achieve one thing, and only one: producing copies of themselves. In the words of noted British biologist Richard Dawkins, we are the genes’ “survival machines . . . robot vehicles blindly programmed to preserve [these] selfish molecules….” Dawkins has been making such statements since the mid-1970s, when his popular book, The Selfish Gene, was published.

Genes are all about Darwinism. English biologist Charles Darwin, of course, authored On the Origin of Species, published in 1859. The English biologist launched the idea that it is the fittest that survive to procreate in the largest numbers and thus have an outsized influence on determining what future generations of living things are to be like. Darwin said his theory explained the evolution of animals. In his work, The Descent of Man, published in 1871, he expanded his theory to humans. And there the fitness theory remained stuck for a good while. Even as late as the early 1950’s, reputable scientists contended they knew too little about how genes worked to talk about the theory of the gene as a “mechanist” theory, one involving hard-and-fast chemical or physical properties.

Then, in 1953, along came two pathfinders named Watson and Crick. With their epic discovery of DNA, the endlessly repetitive data string that contains the “code of life,” genes, despite their incredible smallness, suddenly became as real as real could be. By the end of the century, the entire human genome—about 30,000 genes, arranged on 23 pairs of chromosomes—had been sequenced. Scientists could isolate and extract genes from organisms, slice them up or store them in a bottle. Or a gene could be recorded as massive strings of letters on a computer disk, filed away, later retrieved, the sequences fed into a machine and the original gene reconstructed. You can’t get much more physical or chemical than that.

Today, people attracted to Darwin’s ideas are called neo-Darwinians. Dr. Dawkins is one. (And so, in many ways, is your author.) In fact, Dawkins is one of the most outspoken neo-Darwinians. He says his theory of the selfish gene was actually more a theory of the selfish replicator.

“Darwinism,” he explains, “is a much more general idea than the particular version of Darwinism which happens to explain life on this planet. Darwinism in this more general universal sense refers to the differential survival of any kind of self-replicating coded information which has some sort of power or influence over its probability of being replicated.” That was why, in the final chapter of The Selfish Gene, he says he also proposed the concept of the meme: something that can be passed from mind to mind and is, therefore, gene-like in that it is capable of arranging for copies to be made of itself.

Susan Blackmore is the author of The Meme Machine. Blackmore likes to think of a meme as anything cultural that can be imitated. That includes jokes, stories, theories, ideas, book titles, food preferences, sound bites, habits, clothing fashions, ways of doing things, ways of talking about things, even the kind of beliefs and worldviews you adopt.

Blackmore thinks this ability to imitate—and its feedstock, the meme—has made a huge difference in human evolution. And has come a long way. So far, in fact, that the meme has long since learned how to hoist the gene, you might say, with its own petard.

Genes may have managed to create brains to serve their own “selfish” interests—producing new copies of themselves. But then memes found that big human brain to be a fine host and made themselves right at home. All kinds of memes. Some of them were interested in having sex and thus making more copies of the genes, but other memes had other agendas. Like remaining celibate or engaging in virtual sex on the Internet or deciding not to have children or any of a myriad of other behaviors that do nothing to advance the host’s genetic interest (i.e., replicating its genes). “What the genes couldn’t have realized was that having allowed this imitation to arise, there suddenly becomes a new replicator, which once it gets going, can turn on its creator, if you like, and start competing,” says Blackmore. “And then from that point on, you have two replicators competing with each other, and then the genes are no longer in control.”


I can now turn to an argument on your behalf (and mine) that may, unfortunately, produce severe heartburn or gas pains in some of today’s most eminent investigators of the mind, perhaps even some of those we’ve been quoting. If we have to, we can live with histrionics from them. We can even offer sympathy, feeling their pain.

But we can’t live a moment longer without challenging their serious dalliance with the idea that because of this two-replicator theory of how, in finality, a mind exists and operates, we no longer have any reason to believe in or look for the existence of a self.

The argument is as tranquilizing—and potentially dangerous—as the beguiling murmur of a swift-running mountain stream.

Genes didn’t have to group themselves together into organisms. They could have stayed separate. But group themselves they did. The result is our magnificently complicated, multi-system body, with thinking, oxygen-disseminating, visualizing, nutrient-converting and a myriad of other biological tissue inventions too splendid and extraordinary for engineers to come close to replicating.

In a similar vein, memes didn’t have to entwine themselves as larger and larger clusters of neuron-activating, connecting and orchestrating entities. But entwine themselves they did. The result is our magnificently complicated, multi-level storehouse of a mind, with the ability to pleasure itself by creating and responding to the most sublime music and art and architecture and literature, imagine elaborate technologies like the microchip, fathom the atom, probe deep space, figure out how its universe began, solve the mysteries of disease and fashion elaborate blueprints for acting civil, communal, familial—humanevbuilt around mercurial core concepts called love and altruism.

No getting around it, it feels like there is an essential essence within us. Sure, all this has to feel conscious. Certainly, we act like we have a self. But at a deeper level, it all becomes an illusion.

There really is no “you.” There is no “me.” We are simply flesh-and-blood receptacles playing host to genes and memes. It is the latter that are the all-defining moving vehicles in the stream of traffic we’d like to call the self but for which there are scarcely any better explanations than for a zombie (something that looks and acts perfectly human but absolutely isn’t because “all is dark inside”).

If the buck doesn’t stop here—with you, with me, with the stage in the development of human thinking skills that at BTC we’ve come to call “the dolphin-thinking stage—none of us can ever presume to think that we are an authentic, independent person. We can never assume to have our own sense of consciousness and being. We can forget about originating meaning or producing novelty that can be said to be uniquely our own. Irrespective of how dazzling or startling the results of our thinking, the credit must always belong to another, even if the “other” is only a mindless process that shuffles self-organizing components around in our heads like soulless dominoes. After eons of development and learning, the seemingly wondrous faculties of the mind that appear to make us the only species capable of stepping back and marshaling perspective—of pondering the meaning of our presence in the world—end up little better off than where they started. With a bundle of neurons dancing to the tune of genes and memes.

Unless we draw a line in the sand here, we seem to be foreordained to be little more than hurtling subway cars. We are providing a means of transport and display space for the promotional graffiti of an army of runaway robots supplied with a bottomless reserve of neon spray paints.

In the next installment of what is going to be a three-part piece, I want to propose something different: The conscious advent of a third great replicator.

Bookmark and Share

Visiting the reject pile: Some things I said, and don’t mind saying again, that were left out of LEAP!

I never write “a” book. In the two years or so I’m at the task of producing a new work, I write the equivalent of several books. Write and cull, write and cull. The false starts and other anomalies that don’t seem to get me where I want to go at the time are cut and pasted into my Clipboard File for that particular work. Occasionally, I go back and peruse what didn’t make it into print. Or possibly did make it and I don’t remember saying it quite that way. I took a look at the Clipboard File for LEAP! How to Think Like a Dolphin & Do the Next Right, Smart Thing Come Hell or High Water the other day. Here are some culls from the culls:

The best way to spot a dolphinthinker is to go stand in the crowd and watch for the people who, however they manage to do it, display an uncanny knack for wading in the chaos and fashioning something good from it. Artists can do this, of course. And musicians and other creatives. (Even writers occasionally.) And some of these may, indeed, be dolphinthinkers. But if so, it is not their art or their music or their writing as such that qualifies them to be to be thought of as dolphins. Rather, to say it again, it is their zeal for the pragmatic—for finding what works and, in a larger-than-could-be-intrinsically-expected, energy-radiating way, transforming it into very much the right, good, smart thing to have done next.

Dolphinthinkers avoid the utopias and the utopians. They may mean well, but has always been the case, they are nearly always dreamers without visible, viable means of support. Barry Goldwater came close, but in the end he gets no cigar. Extremism in defense of idealism is a vice. And utopians are invariably extremists. Without a middle, the center doesn’t hold. Another reason to stay pragmatic.

The strategy of the dolphin is an abundance-seeking strategy. Your author believes it is the best strategy on most occasions that you can possibly adopt. It is the most powerful strategy available for realizing significant personal, organizational and civic/cultural/governmental goals and hopes consistently in change-driven times and for contributing to the probability that life—all life—on the planet, and perhaps anywhere in the universe, will continue. Without abundance, there can be no sustainability. What we need to achieve sustainability—of our environment, of our scarce resources, of our species mates, of our own health and happiness and humanity—is available only through pursuits of abundance like those framed in this work.

The dolphinthinker’s ability to find functionality is a result of her ability to step back and look at the big picture. And then, not be panicked or flummoxed by it. But, rather, be intrigued. To remember the truth in Marshall McLuhan’s observation: “Darkness is to space what silence is to sound, i.e., the interval.” In this second decade of the 21st Century, there’s plenty of venues to choose from. An unprecedented number of critical components in our lives, communities, nations and businesses are broken. So dolphins are going to be arriving at more and more contemporary locations not to praise the status quo but to splinter it. To shatter ossified systems and outdated power alignments. To break up the logjams of the unresponsive and the irresponsible. And to interrupt and dislodge the suffocating, stultifying grip of what is no longer functional and suitable or never has been.

We never want to forget that our human brain is nothing if not a veritable Houdini. One of its favorite tricks is what researchers call “the confirmation bias.” We don’t have to be taught how to use this bias. It comes built in, possibly (or so evolutionary psychologists suggest) because long, long ago, when so little about the surrounding world could be reliably modeled or measured, thinking that we live in an easily “knowable” world was a help and a comfort to our distant ancestors. In any event, the tendency of our brain to seek out and to interpret information in ways that fit our preconceptions continues to fill our wakeful moments with unhelpful nonsense.

In fact, when a dolphinthinker is forced to resort to iron-fin qualities and actions, it usually comes as a surprise to all but other dolphins in the mix. The dolphin’s iron fin doesn’t telegraph menace or danger, not until the need emerges for a dolphin to exhibit steely resolve. Then and only then is when the dolphin’s iron fin rises into view. And then, there must be no doubt, no delay and no holding back. So to think like a dolphin, you must be able to wear dual fins comfortably, proficiently, interchangeably. One is an everyday fin for navigating the little stuff of ordinary life. The other is a tough-as-nails fin for interacting with the world’s, the marketplace’s, the organization’s, the community’s or the family’s most destructive and recalcitrant deviants and actions.

For more information about LEAP!, go here.

Bookmark and Share


None of us sees the world as “it is,” therefore; we can only see the world that we think. If we can’t think it, then what it is that we can’t see doesn’t exist for us at all. At least, not yet.

Herein lies the dolphin thinker’s difficult-to-explain advantage. From the dolphin perspective, you can potentially see all the current worlds crafted of all the variations of the human mind that have checked in at the front desk of awareness thus far. You can see these minds at work. And you can understand, in great measure, why they are choosing the route they select, what the up sides and the down sides to their choices are and, to a considerable extent, where the train wrecks from their shortcomings and weaknesses are likely to happen and why.

These aren’t the famous “parallel universes” of quantum physics. Parallel universes may be nothing more than conjectures in the minds of those who talk about them. If they are real, parallel universes are separate worlds stacked from here to infinity, incorporating the opposite of every yes/no decision you and everyone else who ever lived has ever made and acted on, and if this myriad of worlds are real, there doesn’t seem to be much leakage, if any, between them. If and when worlds are parallel, where you are, you might say, is what you get. Or to put it another way: in for a penny, stuck there for a pound.

The dolphin thinker’s world is something else. Oxymoronically, the multiple worlds that the dolphin thinker can see, and often does, are all part of a piece. A singular world in that if you know how and where to look, you can find every physical component to be found in any one of the worlds in all the others.

But that’s the rub: knowing when and how and where to look, and what to look for. In the advance toward dolphin thinking, the brain has become progressively more skilled at:

• Making connections.

• Discerning cause and effect.

• Anticipating consequences.

• Spotting and avoiding its own chimeras—the false threats and shadows, the pipedreams and nonsensical defenses it fashions of fancy and not of fact.

• Withholding judgment until it can know more.

• Delaying gratification until the timing is right.

• Seeing a whole serration of choices, instead of no choice at all, and getting better and better at favoring those choices with the best odds.

As the humanly conscious brain has matured over the centuries, it has grown more and more adept at knowing how and where to look—for what, for what reason, to what end.

Think of seven simultaneously-at-work worlds, including the dolphin thinker’s world, partitioned off from each other by layers of glass. Between each of the glass partitions, a separate kind of world is being lived, up close and personally, by the occupants of that layer. Each of the actions taken in each layer contributes to the composite of all the possible worlds, but with a critical caveat.

Not all the actions, ingredients, possibilities or even participants in these worlds are visible to participants in other worlds—except for one. That capability, that responsibility, that “complication of consequence” belongs only to the user of the dolphin thinker’s mind, who sees through all the glass partitions all too clearly.

Explained this way, you may now realize that you’ve been experiencing dolphin thinking without realizing what it really was. There are salient clues. Have you come to realize a certain, new sense of isolation, conversationally and intellectually? Do you note a growing sense of boredom or impatience or maybe irritation at the opinionated chitchat of longtime companions, with whom you used to converse easy enough? Do people to whom you try to explain things and suggest things to, people who used to hear you out with no unease or lack of enthusiasm, now look at you like the proverbial deer in the headlight when you discourse at any length? Do you wonder if you any longer share many of their key values? Fit snugly into their comfort zone? Really belong any longer in their world?

It may be become you are closing in on the dolphin thinker’s capabilities.

If there is a single, concrete feature supporting all other features of dolphin thinking, it is this mind’s tendency to come at each and every situation with a healthy, robust, undiluted, let-the-chips-fall-where-they-may kind of optimistic pragmatism—an upbeat, advanced, quick-study, highly generalized common sense.

This is the argument I advance in my latest book, LEAP! How to Think Like a Dolphin & Do the Next Smart, Right Thing Come Hell or High Water. Details about the work are here. Hope you’ll take a look!

Bookmark and Share

Because life runs up, not down, syntropy is a cosmic kitchen, not a cosmic wrecking yard. But we have to scramble to keep up.

At this hour, the world now stands on the verge of yet another great technological revolution. It has been mainly been gathering steam since the 1980s. Each day brings us closer to a time when a Star Trek-like economy may be possible. In fact, as the days go by and the breakthroughs and advances pile up, it is less and less a stretch to suggest that the looming next great wave of technology—Wave 4—can provide us with the very technologies that could solve our greatest problems if used properly.

We are speaking of swiftly developing technologies like biotechnology, bioengineering, nanotechnology, macro-robotics (in contrast to invisible “nanobots”), machine cognition, exotic energy and new materials science. The spin-offs of these extraordinary new era of tool-making could provide any number of artifacts that could change the game completely:

• Age reversal
• Human lifespan increasing to hundreds of years
• Download of human consciousness into a robotic shell
• Space exploration and the discovery of intelligent alien life
• Downloading knowledge directly to the human brain
• Eliminating disease
• Reclaiming the planet and restoring the ecosystem
• Eliminating the need for money
• Providing the basics for a comfortable life for everyone for free
• The end of war
• Invisibility
• Sentient artificial beings
• The creation of new forms of biological life
• Any injury rendered temporary
• Super-sensory capability
• Intelligent environments that respond in a customized way to the user
• Local auto-fabrication of hard products
• The shift to local market economies
• Space travel available to everyone
• Colonizing and terraforming of other planets

This could lead to a world that engenders almost universal freedom, prosperity, liberation from slavery or near-servitude or the need for people of even modest means to work at all. A world where all mindsets—carp, shark, Aquarian carp and the dolphin varieties—and worldviews could prosper in socio-economic-political systems where the highest status is assigned to those who provide for the common good. (The sharks could continue to compete for celebrity and recognition, but this time, they would be rewarded for finding new and better ways to improve universal quality of life, not for how often they win.) In ways that to now have been the province only of utopian thinkers, science fiction writers or sunny-side-up Pollyannas, and only in their imaginations, we humans could begin to think of ourselves as truly free from many of the dangers, hindrances and irritations that currently still beset us.

Now, your author isn’t ignorant of this vigilance-commanding reality: technological advances are double-edged swords. As an extension of who we are, our tools can be used for good or ill. Biotechnology can be used to create devastating new biological weapons. Intelligent robots can be used as slaves or as soldiers. Nanotechnology can be used as a weapon or evolve on its own into a grey goo that eats the planet. Life extension and age reversal can end up being offered only to the wealthy and powerful. The characteristics of babies allowed to be born can be inhumanly manipulated. The terraforming of other planets could ignore the needs of indigenous species. And on and on .… This is why every great jump in technological capability creates new issues, big issues. Issues that cannot be adequately addressed by the institutions that created them (“Einstein’s paradox”). The emerging Wave 4 lineup of world-class challenges literally cries out for a great “insight” awakening to address the changed environment and our enhanced capabilities. The new issues are going to dictate the need for profound changes in a people’s current social, political and economic systems.

But there’s one thing we must never forget. Great technological achievements don’t tag along after significant, game-changing political, cultural and spiritual awakenings. Instead, they precede them! That is, technology shifts first!

It is the toolmaker who is civilization’s trendiest game-changer, trooping ahead of the politician, the psychologist, the priest, the rabbi, the imam and the ethicist. As the late Nobel Prize-winning economist Robert W. Fogel explains in The Fourth Great Awakening and the Future of Egalitarianism: “It is the lag between technological transformation and the human capacity to cope with change that has repeatedly provoked the crises that usher in profound reconsiderations of ethical values, that produced new agendas for ethical and social reform, and that give rise to political movements to implement these agendas.”

Being a part of a new “insight” awakening is a reoccuring theme of my latest book, LEAP! How to Think Like a Dolphin & Do the Next Smart, Right Thing Come Hell or High Water. Essentially, my argument is this: The most effective thinkers in the new technological wave that is emerging are going to be those who are open to and equipped to use what I’ve sometimes called “good gumption” powers and skills almost automatically, consistently and relentlessly. Among those skills are these:

• The confidence to confront. And then, if possible, to include.
• An automatic aversion to incompetence. And shortly afterwards, a game plan.
• Wonderment, then exploration, then activation. Just because it’s your nature to be a designer.
• The judgment of the merciful & the passion of the justice seeker. And the wisdom to know the difference.
• Resilience, so you can always find your way back.
• The super-glues of self-healing, raised to a whole new level.

For more information, on this and all my major “thinking skills” works, please go here.

Bookmark and Share

When he first envisioned the leap: how the late Clare Graves saw sense where so many before had seen only nonsense

On a fall day in 1961, in his classroom at Union College in Schenectady, New York, the late Dr. Clare W. Graves hurried to a blackboard. Writing as fast as he could, he jotted down the rudiments of an explanation both for conundrums that had been plaguing his own research and for the fundamental confusions and contradictions that had so long flummoxed psychology—the inability of psychology’s greatest theorists to come to agreement on the ideal human mind. As Graves described it years later, his basic realization was this:

The psychology of the mature human being is an unfolding, emergent, oscillating, spiraling process marked by progressive subordination of older, lower-order behavior systems to newer, higher-order systems as man’s existential problems change….Each successive stage, wave, or level of existence is a state through which people pass on their way to other states of being. When the human is centralized in one state of existence, he or she has a psychology which is particular to that state. His or her feelings, motivations, ethics and values, biochemistry, degree of neurological activation, learning system, belief system, conception of mental health, ideas as to what mental illness is and how it should be treated, conceptions of and preferences for management, education, economics, and political theory and practice are all appropriate to that state.

Translation: there is no single way to describe a mature human because, in the truest sense, there is no such thing as a mature human. Maturity is as maturity does. And what the psychologically healthy person does best is to change with the times. The change always involves substituting new ways to think and behave for old ways. And the substitution may occur—needs to occur—again and again. Human maturation, Graves concluded, is an ever-ongoing process!

For most of our lives, the healthy psychological journey is calibrated to aim forward. According to Dr. Graves’ research data, along this journey, our mind veers—oscillates—first toward one philosophical extreme, then reverses itself and moves toward the opposite. That is to say, from a worldview with expressive, individualistic values, we subsequently migrate to a worldview witsawh sacrificial, group-oriented values, and then we reverse the process. And we do it again and again, back and forth, climbing a spiral staircase of psychological and mental development, for as long as circumstances permit.

Following such a pattern, a healthy person’s psychology tends always to be moving toward increasing complexity and more openness to nuance as it takes its cues from its environmental and technological surroundings, which are themselves growing ever more tangled and demanding over time. Bottom line: there is no single correct description of the mature human. Already, there are several, with hopefully many more to come.

DR. CLARE W. GRAVES<BR>(Photo courtesy of <br>Chris Cowan, NVC Consulting)

(Photo courtesy of
Chris Cowan, NVC Consulting)

For psychology, this realization was a badly needed curative mega-dose of Vitamin C for a chronic head cold of confusion and self-contradiction. For the world-at-large, it was a eureka moment that forever changed how we understand our human nature.

Now Dr. Graves could explain to his students and anyone else who was listening why the greatest names in psychology had not been able to agree on a universal definition for a psychologically mature human. They were like the blind men describing the elephant (the one with the trunk said the beast was like a rope, the one touching a leg said it was like a tree, the one fingering a tusk, like a sword, etc.). For whatever reasons, each of psychology’s great savants had chosen to describe what it is like to be psychologically mature at a different stage of human mental development! Each of their elephants was a badly misconstrued caricature of the whole, and a grossly oversimplified view of a very complex pachyderm.

Even today, using the full complement of advances and discoveries in the sciences in the past forty-plus years, it is not easy to describe the research problem that Dr. Graves laid out for himself after his first breakthrough discoveries. I can show you what I mean by updating how he posed it.

Start with the DNA equivalent of 715 megabytes of information contained in everyone of the body’s estimated 50 million million cells.

Move on to a person with a brain more complex than anything else organic in the known universe.

From there proceed to a mind that, indubitably, is utterly dependent on that brain, but, in ways we still haven’t managed to explain, is indisputably more than “just a brain.”

Assemble a world of 7-plus-billion of these minds and organized them into 6,000 separate cultures.

After that, factor in the reality that we are swimming in the wake of, and sometimes mid-stream of, the 100,000 distinct systems of belief and meaning-formation conjured by the mind since the beginning of consciousness.

Now Graves was ready to ask his question: Is it possible to develop a coherent theory and explanation of how we scale up our thinking biologically, psychologically and sociologically from such improbably variegated beginnings to encompass such hopelessly complex outcomes?

BTC'S GRAVES-THEORY-BASED<BR>ASSESSMENT TOOL<BR>(See more at www.braintechnologies.com)

(See more at www.braintechnologies.com)

Graves wanted to be able to explain how the mind changes and when it does, what is happening to us biologically. He wanted to be able to predict psychologically what new characteristics a changed mind will exhibit and how to anticipate them. Sociologically, he wanted to know—in substantial detail—what kind of world each new kind of mind is likely to build for itself and how the various “worlds” that humans construct for themselves could both conflict and cooperate. He wanted to be able to talk about all this not in bits and pieces as most scientists tend to do, tightly focused as they are on their own chosen part of the problem, but in an inclusive, coherent framework. And he still wasn’t finished. He wanted a system that would equip him to make defensible projections about where the mind might be heading next. In summary, he wanted a single scholarly model with a humongous outreach. He wanted, as one Canadian magazine writer who interviewed him opined, A Theory of Everything. (All of our dolphin-thinking-themed books at BTC discuss Dr. Graves’ theory and its applications in detail.)

In assembling such a model, Graves catalogued and explained the first great mind of the species, the one whose hegemony now appears to be coming to an end. He nailed it. Brilliantly. And he spotted and scouted out the first clear signs of an altogether different cognitive arrangement.

He did so at a time when most serious thinkers, including those in psychology and the rest of the social sciences, still considered the brain to be a “blank slate”—a tabula rosa, an empty page. One that “has no inherent structure of its own.” One that can, therefore, “be inscribed at will by society or ourselves.”

In fact, to this very day, as Steven Pinker, professor of psychology in MIT’s department of brain and cognitive science, has explained in The Blank Slate, most intellectuals still fail to appreciate the extent to which innate qualities of the brain influence the specific content and the colors on the pages of the storybook we call Our Very Own Personal World. This is of supreme importance because the brain arbitrates everything we know, do, believe. In the words of Dr. Edward O. Wilson, the two-time Pulitzer Prize winner, longtime Harvard University biology professor and pioneering synthesizer of the sciences, “Everything that we know and can ever know about existence is created there.”

Evidence against the brain/mind being a blank slate is now coming from many directions. For example, evolutionary psychology and anthropology are on the trail of a lengthy slate of universal traits that people in all of the world’s cultures have in common. Dr. Pinker and others have assembled lists of more than 300 such shared traits. Typically, traits range from childbirth rites to incest taboos to beliefs about death to a hypnotic fear of snakes to repertories of facial expression for a few basic emotions to the way mothers and infants bond. When every infant arrives on this planet, its head is already filled with scribblings that Mother Nature has been laboriously assembling for eon upon eons. Clare Graves was correct: the brain/mind is no blank slate. In the clever phraseology of renowned zoologist W.D. Hamilton, “The tabula of human nature was never rasa.” And no one, before or since, has offered us a better theory for explaining the consequence of this than Dr. Graves.

Bookmark and Share


One of the delights of hanging a potent metaphor (which we’ve been told the dolphin strategy is) “out there” where all kinds of people are talking about changing the world is that you end up hearing from all kinds of people. For years now, we’ve been hearing from Keith Bowman, a self-professed “Gen X-er” with an eclectic imagination and a bulldog’s tenacity for pursing a variety of people, places and things, but he’d never told us his “Brother Blue” story until now. Here it is:

Many years back I was sitting on a park bench in Harvard Square, I idling away the time, when I found an African American man of about 60 was staring back at me. He was dressed from head to toe in blue, with a blue vest, blue pants, blue beret. He also had lightly tinged blue glasses and balloons attached to his arms. Harvard Square had long been known as a Mecca for the homeless and that’s who I assumed this man to be and long practiced in the dealing with such people, I attempted to break eye contact and look away. He leaned forward, removed his glasses and stared directly into my face. I noticed when he took his glasses off that he had imprints of a butterfly on each palm. Then he spoke. “From the middle of the middle of me, to the middle of the middle of you.” I was too stunned to respond, which was fortunate, because my strange bench partner was not allowing for a discourse, this was a performance. He then launched into a story. At first I thought it was just an inane ramble, but as he continued his tale of a man and his three daughters, I slowly began to realize something, he was telling the story of King Lear. I only knew this because in my sophomore class of English (which I was missing at that moment thanks to my truancy) we were studying King Lear. I have no memory of time; I was literally stunned into silence. This man moved through time and space with his tale seemingly without effort. After he finished he got up and began to walk away and I managed to mumble a request for his name. He looked back, smiled and said, “Brother Blue” and then left. It turned out that my homeless bench companion was a world famous storyteller who performed across the globe for over 60 years until his death in 2009. My experience with Brother Blue was a transformative one.

And how! This chance encounter with Hugh Morgan Hill, the African American educator, storyteller, actor, musician, street performer and living icon in Boston, in Cambridge, at Harvard University, MIT, and in the global oral storytelling community, changed Keith’s life. And is still changing it. Today, if you asked Keith what he’s involved in, be prepared to receive the short answer and the long answer. Here’s the short one: He’s working on a Ph.D. in educational studies at Lesley University in Cambridge, MA. His field, he explains, is “loosely called Digital Humanities. And my subfields are Narratology, Media Studies and User Experience(UX).” But if you press him to reduce what he’s interested in to one word, and I have pressed him, it’s “storytelling.” And it all started with Brother Blue. (You can see Hill in action here.)

I’d say it was really a true epiphany. I know that word is heavily overused and I really don’t like sounding so high falutin’ . . . but it really was. After those first words I went into a profound trance and didn’t emerge until I had that flash of inspiration. Which Blue just riffed right off. What I’ve come to understand is that it was the dance between us (although I never would’ve even guessed that at that point) that was creating the experience. I guess to keep it simple: He caught me. Caught me like a sunset catches someone, or a first kiss, or just a delicious summer breeze on a muggy night. It really was a case of aesthetic arrest.

Hugh Morgan Hill died in 2009, depriving the likes of intellectual and literary luminaries like Stephen Jay Gould, Howard Zinn, Seamus Heaney, Kabir Sen, Warren Lehrer and on and on and on (see the previous Wikipedia link for a list of people he influenced) but the intellectually peripatetic Keith Bowman had long since scouted up additional mentors.

One was Walter Jackson Ong, the polymathic Jesuit Priest who taught at Saint Louis University for 30 years and once headed up the Modern Language Association of America as its president. Here is Keith on Ong:

Later on I ran into Walter Ong, Jesuit Priest, and heir apparent to his friend and advisor Marshall McLuhan and he told me about his theory on “Seconadary Orality.” Basically that we were hardwired to this kind of thing and were overcoming the “Guttenberg Parentheses,” and thanks to the burgeoning explosion of technology, we were emerging back into an Oral Tradition, from whence we came. He always said the “parentheses” part, slightly tongue in cheek, never dismissing written literature. He had no illusions that the written word was going anywhere, he just had this strong belief that at our core we were storytelling creatures, designed to swap stories first and foremost in an Oral Narrative.

Ong died in 2003. By then, Keith had managed to navigate his way into the inner orbit of another of America’s cutting-edge experts on the modern role of narrative storytelling. He’d done so with the assistance of Brother Blue’s spouse, Ruth Edmonds Hill, oral historian at the Radcliffe Institute for Advanced Study at Harvard University. She had sent him to Kevin Brooks, another academically trained communications whiz who had pushed the postmodern world’s media technology envelope at Motorola, Apple and Hallmark Cards. Keith shares this:

Kev was doing something that really lit me off. He was at the MIT Media Lab doing his dissertation under Janet Murray and he was stuck until he ran into Brother Blue. Then a door opened for him and he completed his dissertation utilizing much of what he had learned at the knee of the master.  His theory, the Metalinnear Narrative, speaks to what is now known as Transmedia Storytelling. And it has been really fundamental jumping off point for me. We had some wonderful conversations and I really saw him as a mentor to me. . . . He got some dream job with Hallmark in Kansas City and got married. So all seemed blissful. And then very tragically he died way too soon.  Blue was pushing 90 when he died so although tragic for the community, I don’t think it was that big of a shock. But Kevin had one of those awful stories of very quick onset pancreatic cancer.

Which brings us to how Keith Bowman sauntered into the Brain Technologies’ bullpen. It happened because of his interest in the theory and writings of the late Clare W. Graves. Listen to Keith tell it:

All of this, storytelling and story listening represents a socially contracted learning process. That’s not to say it always works, it more often doesn’t, but I really think in many ways “evolving” at least in the social way, is “learning.”

Give you an example. I am a person whose culture gave every bit of their message to me to remain in a blue collar, working class world. For whatever reason, the message didn’t take. It was all around me, but just didn’t take. I am not even sure why.

I wasn’t a superstar student in secondary school. I was the first in my family to graduate high school in 1991 and I had no foreseeable funds or external motivation to even go to higher education.

But the itch needed to be scratched, so I found a way out of no way. I immediately found out I had a lotttttttt of catching up to do! Not just in subject matter but in social conditioning. You are taught different things in different social classes. I’m convinced of it, because I went through the process.

It’s not been in anyway easy, there have been a whole lot of sacrifices I have made and just some really dumb things I have done out of pure ignorance. But when it works, when it is the next, best, right thing it is something learned.

So at least for me Graves seems tied right into this, although he’s talking about whole groups of people. But I certainly went through evolutionary stages myself.

What I think I like about Graves so much is that there’s not endpoint. This ain’t’ your Mother’s Maslow Pyramid we are talking about. It goes onward and upward.

I also find Graves very illuminating in learning abut myself. My advantages and pitfalls. When I took [BTC's Asset Report®: The Book of You, based in part on the Graves theory], I fell very squarely in the Trailblazer home base. This made perfect sense to me intuitively, and the pitfalls that go along with it have certainly been mine. We Blazers go large breadth and not enough depth sometimes. And the two strategies for moving forward either Breakthrough or Escape, describe me almost to a scary point.

[But] I am a child of the television age. I am a Gen Xer, so we were the first generation that Sesame Street was aimed at. That has just had a profound effect on me for whatever reason and so what differs from me through Blue is I do it through media.

I’ve made student documentaries and interned on professional ones. But really, what I am truly interested in is the “structure” of story. What lies just under the surface. That’s where I am headed. And especially how has that been altered by this age we live in.

Keith never met Brother Blue beyond that one encounter. But it changed his life. And based on what we now know about Keith Bowman, I’m not doubting but that he’s one of those pursuit-minded, ever-questioning, always-learning minds who we depend on to change the world. And that, dear hearts, is “from the middle of the middle of me, to the middle of the middle of you.” RIP, Brother Blue! And onward and upward, Brother Bowman!

Bookmark and Share

How Thinking like a dolphin can save
the day. . . . And how one day, it did!

Let’s say that you are what the business community calls an entrepreneur. You’ve enjoyed success selling a product line that you largely invented yourself. The trips to the bank over the years haven’t involved overly large sums, but they have kept you solvent and comfortable—and independent.

In addition, let’s say that you get a call from an individual you’ve known but a short time and communicated with only on the phone and via e-mails. He professes to have a strong admiration for one of your products.

He says it can play a perfect role in an ambitious start-up opportunity he’s involved with. He doesn’t want to own your product, or even to pay you anything for it upfront. He’s asking you to sign away control of your product to him and his partners in return for a contract promising big royalties on future sales. In six years, his calculations paint you as one of America’s latest multi-millionaires.

In a few days, you fly half-way across the country to meet him and his partners. You demonstrate how your product works—and your small, private audience seems attentive and approving. You listen as they describe the IPO they plan within a year and how you will get stock options. Bonuses. A seat on the board of directors. And if you prefer, you can have an executive suite with a six-figure salary and a heady title like Chief Intellectual Officer (how many companies has one of those?). You can see it in their eyes. Nobody, they are thinking, walks away from these kinds of goodies, especially if they’ve just fallen in your lap.

On the way back to your motel room, you feel the adrenaline kick in and do a fist-pump in the hallway. “Yes!” shouts someone with a voice remarkably like yours When was the last time you felt this excited? Or received this kind of outside affirmation for what you have accomplished?

Then suddenly, you sense a distinct shift in your thinking.

Soon you are searching your memory bank, looking for similar experiences. Then you start to examine the logic of it all, evaluating the explanations you have been hearing, sniffing for possible partial truths and deceptions.

You know the exact moment that you decide that your negotiating strategy will be to give them plenty of solid, useful information, solicited or not, and see if this produces anything approaching reciprocity in return. Ask a lot of questions. Volunteer how you think they can best used your product—and use your own skills. You’ll not try and entrap anyone. Your strategy simply calls for raising issues that deserve answers and test the players to see if you can determine if they are who, and what, they profess to be.

And then you will wait and watch and listen before you decide.

It doesn’t take long.

What you do soon detect in a ping-pong exchange of phone calls and e-mails with first one, then others of your suitors are several not-so-subtle insinuations: They really look at your product as a commodity, not a respected, top-of-the-line specialty creation, as they had first indicated. From what little they are willing to tell you, they plan to take the model underlying your product and build other products around it, but they plan to pay you royalties only on sales of the basic tool. They aren’t ready to tell you how they plan to use your product, but you must agree to give them carte blanche to do as they please. They have already decided what to charge their customers for it, without consultation or even negotiation with you, and expect—demand, actually—that you fall in line. They are making noises about already having a replacement product far better known and more prestigious than yours if you don’t like their version of the deal. And you learn that they have now decided, after thinking about it, that they don’t really want you on the corporate board and instead have penciled you in for an advisory group.

“Run!” you hear yourself say. “Run, run, run! Let this one go.”

That’s a key dictum of the dolphin strategy: Know when to stay out, and you won’t find it difficult or impossible to get out later.

Are you disappointed at the outcome? Of course.

Do you have any regrets? No.

Your valuable product is not in jeopardy. You’ve still got your business and your wonderful customers. You’ve protected your integrity. You got this one right.

Swim on.

Bookmark and Share


We’ve frequently featured the founder of Charlotte, N.C.’s Salum International Resources Inc. on this blog. And for a number of reasons: the compelling life story that Carlos Salum has to tell about growing up under a dictatorship in Buenos Aires, his activities as a world-class professional tennis (and “peak performance”) coach and his ongoing successes as an executive leadership and personal skills adviser. He is also one of BTC’s most frequent users of Asset Report®: The Book of You.

But when National Public Radio’s Michel Martin went to Charlotte the other day and sought out Carlos and several others, it was to explore their influence as new Latino voters. While they make up only 9 percent of the state’s population and 2 percent of the registered voters, they could be an important influence on the tight Senate race next week between incumbent Sen. Kay Hagan, a Democrat, and Republican challenger Thom Tillis. Many of the state’s Latinos are first-time voters.

On the NPR website, Carlos was quoted as saying:

Twenty-three years living under military dictatorships, that’s something to you. And when you come to this country and vote for the first time, it makes you feel that you have an opportunity to sit at the table and make an impact.

His always dignified (and photogenic) visage was also featured in the photo seen at right below.

Carlos sent this reply to a request for an update on his recent and upcoming activities:

“In Charlotte, I’ve continued organizing private dinners for Charlotte leaders at TheSircle Executive Club I founded four years ago, in residence at The Ritz Carlton. I’m also consulting some of the top influencers in the city as a leadership performance advisor.

CARLOS SALUM ON NPR<BR>BTC's Charlotte associate in the news . . . again!

BTC's Charlotte associate in the news . . . again!

“For the past two years, I’ve collaborated more closely with the Latin American Chamber of Commerce Charlotte, where the Latino population and its social, political and economical influence continues to grow at a fast rate, teaching a course on Peak Performance and Breakthrough Thinking for its Leadership Institute. The NPR interview on Voting Rights is connected with my increased participation in Latino issues in this region.

“In [my upcoming trip to] Europe, I will be a keynote speaker at a UBS Wealth Management offsite, as well as conduct meetings for the organization of a Foundation’s Global Forum in 2016, which is connected with the World Economic Forum. I will also meet with private clients during my trip and with the president of the Swiss Management Association, who’s one of my advisors.”

Chapter 6 of my latest book, LEAP!, provides a detailed account of Carlos’ remarkable life prior to coming to Charlotte. (He told NPR that he chose North Carolina for his new home because of the weather. He likes four seasons!)

We’ll be hearing a lot more from Carlos Salum! Meanwhile, his pro-active energies, imaginative marketing and successes as a performance counselor to influential people in business (particularly in Europe) and in civic circles (particularly in Charlotte) are an inspiration to us all. Congratulations, Carlos! Keep on making waves!

Bookmark and Share


For more than 20 years, one of Brain Technologies’ most influential and successful associates has been a personable, resourceful, highly educated self-starter who calls the Philippines home. That is, when she is home.

Which was the primary point of her latest honor—the prestigious Bagong Bayani Award, bestowed annually by a government ministry (labor) and an educational foundation on a few Filipino citizens who have done an outstanding job of representing a workforce more than one million strong that leaves the Philippines every year to find job opportunities and generate income for themselves, their families and the Filipino economy.

Dr. Perla was one of 16 individuals and two groups who received the 2014 Bagong Bayani (which means “new hero”) award. They included a housekeeper who won the first season of “The X Factor Israel” TV-show-based singing competition and the 291 Filipino crew members of the Costa Concordia cruise ship, who performed heroically when the ship sank off Italy in early 2012.

You can see her receiving the beautiful statuette and accompanying medallion in photos taken at the September 22 award ceremonies in Manila below.

Perla Tayko photo at Manila award ceremony

They were given to her in ceremonies at the Philippines International Convention Center. Since representatives of her employer abroad were asked to attend, two senior administrators of Assumption University’s graduate school of business in Bangkok were present. They were Dean Dr. Kitti Photikitti and Associate Dean Dr. Kitikorn Dowpiset. She was also accompanied by her husband, Dr. Oscar Tayko, a retired professor of agriculture and also a tireless cooperative development advocate/practitioner in the Philippines.

The citation accompanying the award makes mention of BTC’s four-brain (BrainMap®) model, which has been a bedrock of much of Perla’s professional and academic work. It is also a mainstay (along with three other BTC brain-function-tracking models and their accompanying assessments) in the AU business school’s organizational development programs.

Among her many achievements, the citation notes this: “In 1994, she designed a masteral program in Organizational Development (OD) for Assumption University and nurtured it through the years that led to the graduation of more than 400 holders of masteral degrees and 46 doctoral degrees.”

HONORED IN BANGKOK BY HER PEERS!<BR>Perla is the one getting the flowers!

Perla is the one getting the flowers!

The recognition has kept coming. The Bangkok university’s top officials honored Perla recently with a dinner at the Four Wings Hotel attended by the institution’s present president and its president emeritus, among other dignitaries. Three other Bangkok-based BTC associates were there, all of them affiliated with AU: Dr. Dowpiset, Dr. Sirichai Preudhikulpradab and Dr. Maria Socorro Cristina L. Fernando.

Absent Dr. Tayko’s tireless, persuasive efforts, the story of Brain Technologies in Southeast Asia would be a very different tale. We’ve made our appreciation known to Perla, and it is greatly gratifying to us that she has received such notable attention in her own country.

Oh, you might be interested in where Perla has been lately. She was in Chiang Mai, Thailand, for a few days, teaching an OD class, then back to Bangkok to do a program at AU’s Organization Development Institute, which she helped found, and to see the business school’s current crop of graduates on their way. She plans to be home in the suburbs of Manila soon. But she won’t be there long; winners of the Bagong Bayani Award never are. We are so proud to know her and count us as “one of us.”

Bookmark and Share